-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QevuY4mvKiUtY/Gu1JAaznryafqSkrZjtTJdvJ4PIy4UhsyiQ67LRugo/vHtPkht HP9OspTjJ76D7FjHfW3JLQ== 0001104659-10-045831.txt : 20100825 0001104659-10-045831.hdr.sgml : 20100825 20100825115324 ACCESSION NUMBER: 0001104659-10-045831 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100825 DATE AS OF CHANGE: 20100825 GROUP MEMBERS: MOUNTAIN ACQUISITION HOLDINGS, LLC GROUP MEMBERS: MOUNTAIN MERGER SUB CORP. GROUP MEMBERS: VESTAR ASSOCIATES V, L.P. GROUP MEMBERS: VESTAR CAPITAL PARTNERS V, L.P. GROUP MEMBERS: VESTAR MANAGERS V, LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTH GRADES INC CENTRAL INDEX KEY: 0001027915 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 621623449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58765 FILM NUMBER: 101036967 BUSINESS ADDRESS: STREET 1: 500 GOLDEN RIDGE RD STREET 2: SUITE 100 CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3037160041 MAIL ADDRESS: STREET 1: 500 GOLDEN RIDGE RD STREET 2: SUITE 100 CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHGRADES COM INC DATE OF NAME CHANGE: 20000118 FORMER COMPANY: FORMER CONFORMED NAME: SPECIALTY CARE NETWORK INC DATE OF NAME CHANGE: 19961210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Mountain Acquisition Corp. CENTRAL INDEX KEY: 0001497550 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O VESTAR CAPITAL PARTNERS V, L.P. STREET 2: 245 PARK AVENUE, 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212-351-1600 MAIL ADDRESS: STREET 1: C/O VESTAR CAPITAL PARTNERS V, L.P. STREET 2: 245 PARK AVENUE, 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 SC 13D/A 1 a10-14888_17sc13da.htm SC 13D/A

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13D

(Rule 13d-101)

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)

UNDER THE SECURITIES AND EXCHANGE ACT OF 1934

(Amendment No. 6)

 

Health Grades, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

42218Q102

(CUSIP Number)

 

Mountain Acquisition Corp.

Steven Della Rocca

c/o Vestar Capital Partners V, L.P.

245 Park Avenue

41st Floor

New York, NY 10167

(212) 351-1600

 

Copies to:

 

Joshua Korff, Esq.

Michael Movsovich, Esq.

Kester Spindler, Esq.

Kirkland & Ellis LLP

601 Lexington Avenue

New York, New York 10022

Telephone: (212) 446-4800

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

July 27, 2010

(Dates of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-l(e), 13d-l(f) or 13d-l(g), check the following box. o

 



 

CUSIP No.   42218Q102 13D

 

 

1.

Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person

Mountain Merger Sub Corp.

 

 

2.

Check the Appropriate Box if a Member of a Group

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

N/A

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power
3,924,039 (1)

 

9.

Sole Dispositive Power
0

 

10.

Shared Dispositive Power
0

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,924,039 (1)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.9% (1)

 

 

14.

Type of Reporting Person
CO

 


(1)

 

Beneficial ownership of the Common Stock of the Issuer is being reported hereunder solely because the reporting person may be deemed to have beneficial ownership of such Common Stock as a result of the relationships described under Item 2 and Item 3 and the matters described in Item 3, Item 4 and Item 5 of this Schedule 13D. Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission by any of the reporting persons that it is the beneficial owner of any shares of Common Stock referred to herein for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or for any other purpose, and such beneficial ownership is expressly disclaimed.  The above calculations are based on 28,242,223 shares of Common Stock outstanding and 2,291,972 shares of Restricted Stock issued as of July 27, 2010 (as represented in the Merger Agreement discussed in Items 3 and 4 of this Schedule 13D).

 

2



 

CUSIP No.   42218Q102 13D

 

 

1.

Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person

Mountain Acquisition Corp.

 

 

2.

Check the Appropriate Box if a Member of a Group

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

N/A

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power
3,924,039 (1)

 

9.

Sole Dispositive Power
0

 

10.

Shared Dispositive Power
0

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,924,039 (1)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.9% (1)

 

 

14.

Type of Reporting Person
CO

 


(1)

 

Beneficial ownership of the Common Stock of the Issuer is being reported hereunder solely because the reporting person may be deemed to have beneficial ownership of such Common Stock as a result of the relationships described under Item 2 and Item 3 and the matters described in Item 3, Item 4 and Item 5 of this Schedule 13D. Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission by any of the reporting persons that it is the beneficial owner of any shares of Common Stock referred to herein for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or for any other purpose, and such beneficial ownership is expressly disclaimed.  The above calculations are based on 28,242,223 shares of Common Stock outstanding and 2,291,972 shares of Restricted Stock issued as of July 27, 2010 (as represented in the Merger Agreement discussed in Items 3 and 4 of this Schedule 13D).

 

3



 

CUSIP No.   42218Q102 13D

 

 

1.

Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person

Mountain Acquisition Holdings, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

N/A

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power
3,924,039 (1)

 

9.

Sole Dispositive Power
0

 

10.

Shared Dispositive Power
0

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,924,039 (1)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.9% (1)

 

 

14.

Type of Reporting Person
CO

 


(1)

 

Beneficial ownership of the Common Stock of the Issuer is being reported hereunder solely because the reporting person may be deemed to have beneficial ownership of such Common Stock as a result of the relationships described under Item 2 and Item 3 and the matters described in Item 3, Item 4 and Item 5 of this Schedule 13D. Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission by any of the reporting persons that it is the beneficial owner of any shares of Common Stock referred to herein for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or for any other purpose, and such beneficial ownership is expressly disclaimed.  The above calculations are based on 28,242,223 shares of Common Stock outstanding and 2,291,972 shares of Restricted Stock issued as of July 27, 2010 (as represented in the Merger Agreement discussed in Items 3 and 4 of this Schedule 13D).

 

4



 

CUSIP No.   42218Q102 13D

 

 

1.

Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person

Vestar Capital Partners V, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

N/A

 

 

6.

Citizenship or Place of Organization
Cayman Islands

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power
3,924,039 (1)

 

9.

Sole Dispositive Power
0

 

10.

Shared Dispositive Power
0

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,924,039 (1)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.9% (1)

 

 

14.

Type of Reporting Person
PN

 


(1)

 

Beneficial ownership of the Common Stock of the Issuer is being reported hereunder solely because the reporting person may be deemed to have beneficial ownership of such Common Stock as a result of the relationships described under Item 2 and Item 3 and the matters described in Item 3, Item 4 and Item 5 of this Schedule 13D. Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission by any of the reporting persons that it is the beneficial owner of any shares of Common Stock referred to herein for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or for any other purpose, and such beneficial ownership is expressly disclaimed.  The above calculations are based on 28,242,223 shares of Common Stock outstanding and 2,291,972 shares of Restricted Stock issued as of July 27, 2010 (as represented in the Merger Agreement discussed in Items 3 and 4 of this Schedule 13D).

 

5



 

CUSIP No.   42218Q102 13D

 

 

1.

Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person

Vestar Associates V, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

N/A

 

 

6.

Citizenship or Place of Organization
Scotland

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power
3,924,039 (1)

 

9.

Sole Dispositive Power
0

 

10.

Shared Dispositive Power
0

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,924,039 (1)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.9% (1)

 

 

14.

Type of Reporting Person
PN

 


(1)

 

Beneficial ownership of the Common Stock of the Issuer is being reported hereunder solely because the reporting person may be deemed to have beneficial ownership of such Common Stock as a result of the relationships described under Item 2 and Item 3 and the matters described in Item 3, Item 4 and Item 5 of this Schedule 13D. Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission by any of the reporting persons that it is the beneficial owner of any shares of Common Stock referred to herein for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or for any other purpose, and such beneficial ownership is expressly disclaimed.  The above calculations are based on 28,242,223 shares of Common Stock outstanding and 2,291,972 shares of Restricted Stock issued as of July 27, 2010 (as represented in the Merger Agreement discussed in Items 3 and 4 of this Schedule 13D).

 

6



 

CUSIP No.   42218Q102 13D

 

 

1.

Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person

Vestar Managers V, Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

N/A

 

 

6.

Citizenship or Place of Organization
Cayman Islands

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0

 

8.

Shared Voting Power
3,924,039 (1)

 

9.

Sole Dispositive Power
0

 

10.

Shared Dispositive Power
0

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,924,039 (1)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.9% (1)

 

 

14.

Type of Reporting Person
CO

 


(1)

 

Beneficial ownership of the Common Stock of the Issuer is being reported hereunder solely because the reporting person may be deemed to have beneficial ownership of such Common Stock as a result of the relationships described under Item 2 and Item 3 and the matters described in Item 3, Item 4 and Item 5 of this Schedule 13D. Neither the filing of this Schedule 13D nor any of its contents shall be deemed to constitute an admission by any of the reporting persons that it is the beneficial owner of any shares of Common Stock referred to herein for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, or for any other purpose, and such beneficial ownership is expressly disclaimed.  The above calculations are based on 28,242,223 shares of Common stock outstanding and 2,291,972 shares of Restricted Stock issued as of July 27, 2010 (as represented in the Merger Agreement discussed in Items 3 and 4 of this Schedule 13D).

 

7



 

SCHEDULE 13D

 

This Amendment No. 6 to the Schedule 13D amends and supplements the statement on Schedule 13D originally filed with the Securities Exchange Commission on August 6, 2010 (as amended, the “Schedule 13D”).

 

This amendment is being filed to amend and restate Schedule A to the Schedule 13D in its entirety.

 

8



 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Schedule 13D is true, complete and correct.

 

 

Date: August 25, 2010

 

 

 

MOUNTAIN MERGER SUB CORP.

 

 

 

 

 

By:

/s/ Steven Della Rocca

 

Name:

Steven Della Rocca

 

Title:

Secretary

 

 

 

 

 

MOUNTAIN ACQUISITION CORP.

 

 

 

 

 

By:

/s/ Steven Della Rocca

 

Name:

Steven Della Rocca

 

Title:

Secretary

 

 

 

 

 

MOUNTAIN ACQUISITION HOLDINGS, LLC

 

 

 

By:

/s/ Steven Della Rocca

 

Name:

Steven Della Rocca

 

Title:

Secretary

 

 

 

 

 

 

 

VESTAR CAPITAL PARTNERS V, L.P.

 

By:  Vestar Associates V, L.P.,

 

its General Partner

 

 

 

 

By:  Vestar Managers V Ltd.,

 

its General Partner

 

 

 

 

 

 

 

By:

/s/  Brian P. Schwartz

 

Name:

Brian P. Schwartz

 

Title:

Managing Director & Chief Financial Officer

 

9



 

 

VESTAR ASSOCIATES V, L.P.

 

By:  Vestar Managers V Ltd.,

 

its General Partner

 

 

 

 

 

 

 

By:

/s/  Brian P. Schwartz

 

Name:

Brian P. Schwartz

 

Title:

Managing Director & Chief Financial Officer

 

 

 

 

 

 

 

VESTAR MANAGERS V LTD.

 

 

 

 

By:

/s/  Brian P. Schwartz

 

Name:

Brian P. Schwartz

 

Title:

Managing Director & Chief Financial Officer

 

10



 

SCHEDULE A

 

CERTAIN INFORMATION CONCERNING EXECUTIVE OFFICERS AND DIRECTORS OF
MOUNTAIN MERGER SUB CORP., MOUNTAIN ACQUISITION CORP.
AND
VESTAR MANAGERS V LTD.

 

*Unless indicated otherwise, all individuals listed in this Schedule A are citizens of the United States.

 

**The business address of all individuals listed in this Schedule A is c/o Vestar Capital Partners V, L.P., 245 Park Avenue, 41st Floor, New York, New York, 10167.

 

Mountain Merger Sub Corp.

Roger C. Holstein, President and Director

Norman W. Alpert, Vice President and Director

Garrick D. Bernstein, Treasurer

Steven Della Rocca, Secretary

 

Mountain Acquisition Corp.

Roger C. Holstein, President and Director

Norman W. Alpert, Vice President and Director

Garrick D. Bernstein, Treasurer

Steven Della Rocca, Secretary

 

Vestar Managers V Ltd.

Daniel S. O’Connell, sole director and Managing Director

 

11


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